Investor Charter

As mandated by SEBI for Research Analysts

🎯

Vision & Mission

Vision

Invest with knowledge & safety.

Mission

Every investor should be able to invest in right investment products based on their needs, manage and monitor them to meet their goals, access reports and enjoy financial wellness.

📋

Details of Business Transacted with Investors

To publish research reports based on the research activities of the RA.
To provide an independent, unbiased view on securities.
To offer unbiased recommendations, disclosing the financial interests in recommended securities.
To provide research recommendations, based on analysis of publicly available information and known observations.
To conduct audit annually.

🤝

Services Provided to Investors

(No Indicative Timelines)

Onboarding of Clients.
Disclosure to Clients: to distribute research reports and recommendations to the clients without discrimination.
To maintain confidentiality with respect to publication of the research report until made available in the public domain.

⚖️

Grievance Redressal Mechanism

In case of any grievance / complaint, an investor should approach the concerned Research Analyst, who shall ensure that the grievance is resolved within 30 days.

If the investor’s complaint is not redressed satisfactorily, one may lodge a complaint with SEBI on the SEBI SCORES portal — a centralized web-based complaints redressal system. SEBI takes up complaints registered via SCORES with the concerned intermediary for timely redressal, and SCORES facilitates tracking the status of the complaint.

Physical Complaints: Office of Investor Assistance and Education, Securities and Exchange Board of India, SEBI Bhavan, Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (E), Mumbai – 400 051.

📌

Expectations from Investors

Responsibilities of Investors

✅ Do’s

Always deal with a SEBI registered Research Analyst.
Ensure that the Research Analyst has a valid registration certificate.
Check for the SEBI registration number.
Refer to the list of all SEBI registered Research Analysts available on the SEBI website.
Always pay attention to disclosures made in research reports before investing.
Pay your Research Analyst through banking channels only, and maintain duly signed receipts mentioning payment details.
Before buying securities or applying in a public offer, check for the research recommendation provided by your Research Analyst.
Ask all relevant questions and clear your doubts with your Research Analyst before acting on the recommendation.
Inform SEBI about any Research Analyst offering assured or guaranteed returns.

❌ Don’ts

Do not provide funds for investment to the Research Analyst.
Don’t fall prey to luring advertisements or market rumors.
Do not get attracted to limited period discounts or other incentives, gifts, etc. offered by a Research Analyst.
Do not share login credentials and passwords of your trading and demat accounts with the Research Analyst.